SAN FRANCISCO, CA, UNITED STATES, September 15, 2026 /EINPresswire.com/ — SalesFocus Solutions (SFS), a prominent financial technology provider delivering Distribution Intelligence, Reporting, and 22c-2 Compliance solutions for the asset management sector, has revealed plans to host a complimentary webinar on September 23rd. The event will highlight its newest MARS 22c-2 Compliance Management and Monitoring offering, built to assist asset managers in simplifying and automating SEC Rule 22c-2 compliance, enhancing visibility and control, lessening the load on internal teams, and fostering a more streamlined and scalable compliance framework.
“For numerous asset managers, adhering to Rule 22c-2 remains a complicated and labor-heavy endeavor, frequently requiring teams to handle data spread across various intermediaries, systems, and processes,” stated Nicole Callies, Director of Sales and Account Management at SFS. “Such fragmented workflows can elevate operational risk, drain valuable internal resources, and complicate the consistent tracking, examination, documentation, and reporting of compliance activities.”
“Our MARS 22c-2 Compliance Management application, paired with our optional full-service monitoring offerings, is engineered to substantially ease that burden,” Callies added. “MARS enables firms to automate and consolidate the compliance process while delivering enhanced transparency, control, and scalability. We are pleased to offer a free webinar on September 23 to illustrate how asset managers can boost the effectiveness of their Rule 22c-2 compliance programs while potentially lowering the resources and expenses tied to managing their responsibilities.”
SFS acknowledges that each asset manager functions uniquely. Distribution structures, product lines, intermediary partnerships, channels, regions, risk thresholds, and compliance mandates can differ considerably across firms. Instead of forcing asset managers into a rigid, uniform compliance framework, MARS is built to conform to each company’s distinct business policies, prospectus stipulations, operational workflows, and compliance protocols.
The MARS 22c-2 Compliance Management and Monitoring solution enables asset managers to:
• Cut down on the internal manpower and time needed to handle Rule 22c-2 compliance.
• Oversee shareholder activity via adaptable risk- and event-based parameters customized to each firm’s unique prospectus and compliance specifications.
• Merge and track data from diverse intermediary and omnibus sources within a unified compliance platform.
• Automatically detect and flag potentially non-compliant shareholder transactions for additional scrutiny.
• Examine and verify flagged trades to separate legitimate transactions from possible infractions and minimize false alerts.
• Handle exceptions through an integrated workflow that logs alerts, halts, reviews, resolutions, and related documentation.
• Coordinate with intermediaries to secure supplementary details when deeper investigation or clarification is necessary.
• Preserve comprehensive activity and audit records that capture the detection, inquiry, status, and resolution of flagged transactions.
• Facilitate management, regulatory, compliance, and board reporting with thorough documentation and full insight into the compliance workflow.
In the upcoming webinar, SFS will showcase how asset managers can optimize routine compliance tasks, cut back on manual efforts, strengthen oversight, and adopt a full-service monitoring approach to ease the strain on internal personnel.
For additional details on the MARS 22c-2 Compliance Management and Monitoring solution or to sign up for the complimentary September 23 webinar, reach out to Nicole Callies, Director of Sales and Account Management, at 414.795.6956 or ncallies@sfsmars.com.
Nicole Callies
SalesFocus Solutions
+1 414-795-6956
email us here
